Securities & Capital Market

Along with the economy restructuring policies, especially of the stock market, Vietnam has emerged as an attractive market for both local and international investors. On the basis of in-depth understanding and practical experience of both domestic and foreign stock markets, SMiC lawyers will offer comprehensive and effective consulting solutions to clients. SMiC is proud of being a business partner and consulting services provider for many securities companies in Vietnam such as FLC Securities (FLCS), Saigon Securities Inc. (SSI), Japan Securities (JSC) ...

Our consulting services include:

  • General legal counsel on securities, stock and capital market in Vietnam;
  • Advising on the establishment, organisation and operation of securities companies;
  • Advising on securities law compliance and information disclosure of listed organisations;
  • Advising on laws applicable to brokerage, guarantee and investment activities in the field of securities;
  • Advising and representing clients to implement legal procedures relating to securities sale offer, listing, registration of securities mortgage transactions;
  • Advising on the legal issues of capital increase, offering shares to public and private placement;
  • Advising on and representing clients in the negotiation and settlement of disputes arising in securities investment activities;
  • Advising on other issues of securities and capital market amily:"Arial","sans-serif"'>Advising on transferring or leasing of projects; Advising on other related issues.